Capital Market Surveillance Officer-(H/F)

CDI @SGATS dans Banque / Finance
  • Casablanca, Maroc
  • Date de publication : mai 19, 2023
  • 0 application (s)
  • Vue (s) 49
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Détail du travail

  • Job ID 3832
  • Niveau d’expérience Etudiant / Jeune diplômé
  • Qualifications Master’s Degree

Description de l'emploi


As team member of the new EMEA CMS hub in Casablanca, your responsibilities will be:
•    Undertake :
–    Communication Surveillance using the firm’s oral and written communication monitoring tools as directed by management
–    Trade Surveillance using the firm’s monitoring tools as directed by management.
•    Support the collation and development of Management Information.
•    Support the implementation and enhancement of surveillance approaches and /or strategic solutions to meet review requirements.
•    Maintain and monitor a referential of remedial actions/recommendations arising from:
–    Communication monitoring
–    Trade monitoring and ensure timely satisfactory resolution of issues identified.
•    Liaison with other EMEA CMS surveillance team members
•    Liaison with Advisory Compliance officers and other key stakeholders and synergies regarding key topics
•    Assisting in regulatory and internal investigations as appropriate.
•    Maintain up to date policies and procedures supporting the performance of the local and EMEA CMS teams
•    Proactive and timely escalation of issues to management
•    Maintaining awareness of key EU / FCA regulatory rules and updates and where applicable transposing them into the: communication surveillance program OR trade surveillance program


Technical experience:
0-5 years relevant experience or qualifications
•    Fluent in French and English
•    A generalist understanding of how private and public sides of the Financial Industry operate would be advantageous
•    Highly analytical approach regarding performed surveillance, supported by accurate record keeping and ability to manage and prioritize multiple review requirements.
•    Respect for highly sensitive information
•    Good report writing, verbal and presentation skills

Other skills:
A keenness to work in a regulatory risk management department.
A keen interest and good understanding of existing and new technology
A quick learner – keen to understand regulation, markets and internal/external technology solutions
A team player.
Someone with an innovative mindset – who can think ‘outside of the box’ but collectively, understands standard BAU.

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